SEC Materials on Westlaw
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- Staff Review Letters
- Official forms
- No-action letters (new PDF images)
- Telephone Interpretations Manual
SEC Staff Review Letters (FSEC-SSR)
- More than 11,000 staff review letters on a wide range of documents (compared with 900 letters on the official SEC Web site)
- View the letters as text or PDF files
- Letters from SEC staff include their comments on submitted filings, giving you their perspective on filings similar to yours
Search tip
- Restrict your search by filing type, key terms, counsel, company and other factors using text and check boxes
- Example: To retrieve comments about Schedule TO-T filings, select the SC TO-T check box, and then "Search." Or, use Terms and Connectors or Natural Language search
SEC Official Forms (FSEC-FORMS)
- A compendium of blank, up-to-the-minute forms released by the SEC, plus instructions
- View forms as text or PDF files
SEC No-Action Letters (FSEC-NAL)
- Now available as PDF files, no-action letters may include charts, graphics, handwritten requests, and comments not available in previous text versions
- Future enhancements will allow you to search on SEC actions, Reconsideration Requests, Shareholder Proposal issues, and more
SEC Telephone Interpretations Manual (FSEC-MISC)
- Documents such as SEC comments on proposed rules and the SEC Telephone Interpretation Manual, a published collection of SEC responses to telephone inquiries on all aspects of SEC law and practice
- Unearth valuable clues about how the SEC treats similarly situated individuals and businesses
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