Description
As part of the Corporate Compliance Series, this volume provides practical suggestions and guidelines for creating a reliable system that detects and prevents possible records retention violations. Includes examples of audit checklists, tickler timetables, policy statements, design review guidelines, director’s questionnaires, in-house communication programs, and other essential corporation documents.
Features
- Actual examples pave the way for smooth implementation of compliance programs
- Contains practical tips for planning and designing records retention programs
- Guidelines for auditing compliance programs
- Proven suggestions for convincing management to accept and support the programs
- Shows how to train frontline employees to run the compliance system effectively
- Suggests ways to elevate employees’ awareness of potential legal issues
- Helps to accurately identify records retention weaknesses in a corporation’s compliance system and build on its strengths